Which type of documentation should the auditor examine first during the audit?

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The first type of documentation an auditor should examine during an audit is strategic documentation, which includes the declaration of scope, objectives, and policies. This documentation provides a high-level overview of the organization's intentions and direction regarding its information security management system (ISMS). It establishes the foundation upon which all other processes and procedures are built, as it outlines the overarching principles and goals of the ISMS.

By reviewing strategic documentation first, the auditor can gain insight into how information security aligns with the organization’s business objectives. This understanding allows the auditor to assess whether the ISMS is adequately designed to meet those objectives and to evaluate the effectiveness of policies in guiding risk management and incident management activities.

The strategic documentation serves as a reference point for understanding the organization's commitment to managing information security risks, the scope of the ISMS, and the specific compliance requirements it aims to fulfill. This context is essential for comprehensively evaluating the subsequent documentation types, such as risk management records, supporting procedures, and incident management processes, which all rely on the framework provided by the strategic documentation.

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